English
  • 企業管理學系
    合聘管理研究所
    教授
    智能與指數化投資研究中心主任
  • 賴慧文
  • 專長:共同基金、退休基金、家庭投資組合分析
  • E-mail:cwlai@ntnu.edu.tw
  • 電話:02-7749-3304
  • 學歷:美國俄亥俄州立大學 消費者經濟博士
  1. Chen, Hong-Yi, Hsuan-Chi Chen, and Christine W. Lai, 2021, Internet Search, Fund Flows, and Fund Performance, Journal of Banking & Finance, acceptance letter. [SSCI, 科技部一般財務領域 A級-Tier 1 期刊, Top 4.69 % in Finance]
  2. Lin Lin, Pi-Hsia Hung, De-Wai Chou, and Christine W. Lai, 2019, Financial Performance and Corporate Social Responsibility: Empirical Evidence from Taiwan, Asia Pacific Management Review. [Corresponding Author, SJR (Scopus) Top 25%, FWCI=2.52]
  3. Chan, Chia-Ying, Christine W. Lai *, and Liang-Chung Lee, 2017, Strategic Choice of Risk: Evidence from Mutual Fund Families, Journal of Financial Service Research. [SSCI, Corresponding Author, 科技部一般財務領域A級-Tier 2 期刊 , Top 20% in Finance]
  4. Chia-Ying Chan, Hsuan-Chi Chen, Yu Hsuan Chiang, Christine W. Lai*, 2017, Fund Selection in Target Date Funds, The North American Journal of Economics and Finance. [Corresponding Author, SSCI, SJR=前50%]
  5. Chan, Chia-Ying, David Chou*, and Christine W. Lai, 2016, Does the Stock Market Favor Socially Responsible Firms? Evidence from SEOs, Taiwan Economic Review 44, 339-377 .(TSSCI)
  6. Chen, Hsuan-Chi, Christine W. Lai, and Sheng-Ching Wu*, 2016, Mutual Fund Selection and Performance Persistence in 401(k) Plans, The North American Journal of Economics and Finance 35, 78-100. (SSCI)
  7. Lai, Christine W.* , 2016, Independent Directors and Favoritism: When Multiple Board Affiliations Prevail in Mutual Fund Families, Financial Management 49 (3), 529-582. [SSCI, Single Author, 科技部一般財務領域 A級-Tier 1 期刊; 2016「第十屆證券暨期貨金椽獎」學術論文組佳作]
  8. Chou, De-Wai , Pei-Ching Huang, and Christine W. Lai*, 2016, New Mutual Fund Managers: Why Do They Alter Portfolios? Journal of Business Research 69, 2167-2175. [SSCI (5-Year Impact Factor: 2.67), Corresponding Author, 科技部管理領域推薦期刊; 2016「第十屆證券暨期貨金椽獎」小論文組甲等獎]
  9. Shing-yang Hu, Yueh-Hsiang Lin*, and Christine W. Lai, 2016, The Effect of Overvaluation on Investment and Accruals: The Role of Information, Journal of Empirical Finance 38, 181-201. [SSCI, 科技部一般財務領域 A級-Tier 1 期刊]
  10. Chen, Hsuan-Chi, Christine W. Lai, and Sheng-Ching Wu, 2016, Plan-Level and Firm-Level Attributes and Employees’ Contributions to 401(k) Plans, International Journal of Business and Economics, 15 (1), 17-33.
  11. Chow, Victor and Christine W. Lai*, 2015, Conditional Shape Ratios, Finance Research Letter 12, 117-133. [SSCI, Corresponding Author]
  12. Lai, Christine W. snd Bi-Rong Wu, 2014, The Effect of Marketing and Distribution Expense on Mutual Fund Flows: In the Presence of Investors with Different Degrees of Sensitivity to Performance,NTU Management Review 24(2),309-340. (TSSCI)
  13. Chen, Hsuan-Chi, De-Wai Chou*, Christine W. Lai, and Yi-Ting Yeh, 2014, The Role of Lending-Relationship Banks in the Underwriting of Seasoned Equity Offerings: Conflict of Interest or Certification, The North American Journal of Economics and Finance 28, 327-346. (SSCI)
  14. Best Paper in Investments (2013), Southwestern Finance Association (SWFA), Paper Titile: Insitituional Trading Behavior in the ETF Market, coauthor with E. Morales-Camargo, HC Chen et al., 2013. (美國SWFA最佳論文獎-投資)
  15. Chen, Hsuan-Chi and Christine W. Lai*, 2010, Reputation Stretching in Mutual Fund Starts, Journal of Banking & Finance 34 (1), 193-207. [Corresponding Author, SSCI, 科技部一般財務領域 A級-Tier 1 期刊, Top 10% in Finance]
  16. Lai, Christine W. and Jing Xiao, 2010, Consumer Biases and Competences in Company Stock Holdings, Journal of Consumer Affairs 44 (1), 179-212. [SSCI Impact Factor: 2.175, ISI Journal Citation Reports® Ranking 2009: 21/87 Business, Top 25%]
  17. Lai, Christine W. and Tsung-Chyan Lai, 2009, Analyzing the c-minus-Age Strategy for Life-Cycle Investing, Applied Economics Letters 16, 711-718.
  18. 何仁凱, 賴慧文, 2009, 機構投資人在指數股票型基金市場之行為探討, 白文正ETF金文獎得獎論文集.
  19. *Lai, Christine W., 2008, How Retired Households and Households Approaching Retirement Handle Their Equity Investments in the United States, Journal of Family and Economic Issues 29, 601-622.
  1. Kuan-Yu Chen and Christine W. Lai, 2014, Change of Individual Risk Aversion and Financial Crisis: A Behavioral Perspective. accepted for presentation in July 2014 The Tenth Biennial Conference of Asian Consumer and Family Economics Association(ACFEA), Taipei, Taiwan.
  2. Kuan-Yu Chen and Christine W. Lai, 2014, Change of Individual Risk Aversion and Financial Crisis: A Behavioral Perspective. accepted for presentation in July 2014 Western Economic Association (WEA) Conference, Denver, U.S.A.
  3. Chen, Hsuan-Chi*, Chin-Wen Hsin, Shih Chen Hsu, Christine W. Lai, 2012, Mutual Fund Performance and Risk Taking as a Response to Managerial Incentives , accepted for presentation in October 2012 Financial Management Association International (FMA), Atlanta, U.S.A.
  4. Chan, Sherry, Hsuan-Chi Chen, Yu Hsuan Chiang, Christine W. Lai*, Fund Selection and Investor Externality in Target Date Funds, 2012, accepted for presentation in October 2012 Financial Management Association International (FMA), Atlanta, U.S.A.
  5. Chen, Hsuan-Chi, Jen-Kai Ho, Christine W. Lai, and Emmanuel Morales-Camargo*, 2011, Institutional Trading Behavior in the ETF Market, accepted for presentation in October 2012 Midwest Finance Association., New Orleans,U.S.A.
  6. Chen, Hsuan-Chi, Chin-Wen Hsin, Shih Chen Hsu, Christine W. Lai*, 2012, Managerial Incentives in Concurrently Managed Mutual Funds, accepted for presentation in July 2012 Asian FA 2012 International Conference, Taipei, Taiwan.
  7. Wu, J. C., and Christine W. Lai*, 2012, Investor Externality and Investment Options in 401(k) Plans, accepted for presentation in June 2012 87th Annual Conference of Western Economic Association International, San Francisco, U.S.A.
  8. Chen, Hsuan-Chi, Chin-Wen Hsin, Shih Chen Hsu, Christine W. Lai*, 2011, Managerial Incentives in Concurrently Managed Mutual Funds, accepted for the 2012 Eastern Finance Association (EFA) Annual Meetings, Boston(Massachusetts), U.S.A.
  9. Chen, Hsuan-Chi, Christine W. Lai*, and Wei-Lun Tsai, 2011, Cross-fund Subsidization in Concurrently-Managed New and Seasoned Funds, accepted for presentation in October 2011 Financial Management Association International (FMA) Annual Meeting, Denver (Colorado), U.S.A.
  10. Chen, Hsuan-Chi, Christine W. Lai, and Sheng-Ching Wu*, 2011, Plan-Level and Firm-Level Attributes and Employee’s Contributions in 401(k) Plans, accepted for presentation in July 2011 International Symposium on Finance and Accounting (ISFA), Bangkok, Thailand.
  11. Chen, Hsuan-Chi, Christine W. Lai*, and Sheng-Ching Wu, 2010, Cash Matching Contributions in 401(k) Plans,accepted for presentation in October 2010 Financial Management Association International (FMA) Annual Meeting.
  12. Chen, Hsuan-Chi, Christine W. Lai, and Sheng-Ching Wu, 2010, Newly Added Mutual Funds and Revenue Sharing in 401(k) Plans, Annual conference of European Financial Management Association (EFMA), June, 2010.
  1. Chen, Hsuan-Chi and Christine W. Lai, 2008, Management Structure and New Equity Fund Performance, 學術組佳作, 第六屆證券暨期貨金椽獎論文集.
  2. Wu, Sheng-Ching, Hsuan-Chi Chen, and Christine W. Lai, 2010, Newly-added Mutual Funds and Revenue Sharing in 401(k) Plans, 學術組佳作, 第七屆證券暨期貨金椽獎論文集.
  3. Chou, De-Wai, Pei-Ching Huang, and Christine W. Lai, 2016, New Mutual Fund Managers: Why Do They Alter Portfolios? ,小論文組甲等獎, 第十屆證券暨期貨金椽獎論文集.
  4. Lai, Christine W., 2016, Independent Directors and Favoritism: When Multiple Board Affiliations Prevail in Mutual Fund Families, 學術組佳作, 第十屆證券暨期貨金椽獎論文集.
  5. Lai, Christine W. and Hsuan-Chi Chen, 2012, Effort Substution and Performance Shift of Multi-tasking Mutual Fund Managers, 學術組佳作, 第八屆證券暨期貨金椽獎論文集.
  1. 科技部(原國科會) 共同基金經理人如何應對個股公司之高不確定性? 2021/08/01 主持人
  2. 科技部(原國科會) 市場不確定及投資人模糊趨避對共同基金市場之影響 (二年期計畫) 2020/08/01 主持人
  3. 科技部(原國科會) 市場不確定及投資人模糊趨避對共同基金市場之影響 (二年期計畫) 2019/08/01 主持人
  4. 教育部 「高科技產業財務金融人才養成」(碩士)課程分流計畫 2015/12/01 主持人
  5. 科技部(原國科會) 共同基金之顧客效果-從401(k)計畫之基金、退休股份、及目標期限基金等來看 2011/08/01 主持人
  6. 科技部(原國科會) 共同基金契約制或公司制?從代理成本來看 2018/08/01 主持人
  7. 科技部(原國科會) 共同基金契約制或公司制?從代理成本來看 2017/08/01 主持人
  8. 科技部(原國科會) 平等與社會正義之理論與制度實踐:全球化下不均現象、全球正義與企業社會責任之探討-(子計畫四)平等與社會正義之理論與制度實踐:職工福利、企業社會責任與社會責任基金 (第一年) 2017/01/01 主持人
  9. 科技部(原國科會) 共同基金公司治理—跨國比較 2017/08/01 主持人
  10. 科技部(原國科會) 共同基金家族內之資訊傳遞效果─以基金經理人及獨立董事之重疊性來看 2016/08/01 主持人
  11. 科技部(原國科會) 共同基金之顧客效果-從401(k)計畫之基金、退休股份、及目標期限基金等來看 2013/08/01 主持人
  12. 科技部(原國科會) 共同基金之顧客效果-從401(k)計畫之基金、退休股份、及目標期限基金等來看 2012/08/01 主持人
  13. 科技部(原國科會) 平等與社會正義之理論與制度實踐:全球化下不均現象、全球正義與企業社會責任之探討-(子計畫四)平等與社會正義之理論與制度實踐:職工福利、企業社會責任與社會責任基金 2016/01/01 主持人
  14. 教育部 「高科技產業財務金融人才養成」(碩士)課程分流計畫 2014/12/01 主持人
  15. 科技部(原國科會) 資金競爭之現狀偏誤與基金經理人風險承擔行為 2015/08/01 主持人
  16. 科技部(原國科會) 代理問題及公司治理對基金經理人未觀察到行為之影響 2014/08/01 主持人
  17. 科技部(原國科會) 公司治理與盈餘管理-子計畫三:Determinants of Individual Investors' Company Stock Investment in Defined Contribution Plans 2007/08/01 主持人
  18. 科技部(原國科會) 公司治理與盈餘管理-子計畫三:Determinants of Individual Investors' Company Stock Investment in Defined Contribution Plans 2008/08/01 主持人
  19. 科技部(原國科會) 個人投資者長期理財規劃之最適決策法則 2003/08/01 主持人
  20. 科技部(原國科會) 退休財務規劃新投資組合模型之研究 2004/08/01 主持人
  21. 科技部(原國科會) 最適投資組合新模型與應用 2005/08/01 主持人
  22. 科技部(原國科會) 公司理財整合型研究計畫-子計畫二:資訊優勢關係人與公司理財 2006/08/01 協同/共同主持人
  23. 科技部(原國科會) 公司治理與盈餘管理-子計畫三:Determinants of Individual Investors' Company Stock Investment in Defined Contribution Plans 2006/08/01 主持人
  24. 科技部(原國科會) 基金家族的偏好?從基金的經理人結構來看 2009/08/01 主持人
  25. 科技部(原國科會) 共同基金的公司治理-由基金交叉補貼及費用來看 2010/08/01 主持人
  1. 科技部補助大專校院獎勵特殊優秀人才, 2021-2022 2021/08/01
  2. 科技部補助大專校院獎勵特殊優秀人才, 2019-2020 2019/08/01
  3. 國立臺灣師範大學與美國賓州州立大學(Penn State University)2019年合作發展基金, 2019-2020 2019/05/01
  4. 科技部補助大專校院獎勵特殊優秀人才, 2017-2018 2017/08/01
  5. 國立臺灣師範大學優聘教授, 01/2017-12/2019 2017/01/01
  6. 第十屆證券暨期貨金椽獎 (New Mutual Fund Managers: Why Do They Alter Portfolios?) 2016/10/13
  7. 第十屆證券暨期貨金椽獎 (Independent Directors and Favoritism: When Multiple Board Affiliations Prevail in Mutual Fund Families) 2016/10/13
  8. FuBon Best Paper Award, International Conference of Taiwan Finance Association (TFA), 2016 2016/07/01
  9. Best Paper in Investments, Southwestern Finance Association (SWFA), USA, 2013 2013/08/01
  10. 第八屆證券暨期貨金椽獎 2012/08/17
  11. 第七屆證券暨期貨金椽獎-學術組佳作獎 2010/05/07
  12. 元智大學98學年度青年學者研究獎 2009/12/02
  13. 第一屆白文正ETF金文獎理論組-優等獎 2009/12/01
  14. 第六屆證券暨期貨金椽獎-學術組佳作獎 2008/11/18
  1. 2014產業金融與區域經濟發展 國際研討會 2014/12/10 師大 program chair
  1. 智能與指數化投資 , 共同主持人, 二年期計畫, 至 2021/12/31
  2. 臺股指數期貨及選擇權之價格發現、對臺股指數波動度影響及對共同基金績效影響之研究, 總計畫主持人, 台灣期貨交易所, 一年期計畫 2016/02/29 其他
  1. 「Penn State-NTNU Collaboration Development Fund 2019-2020」[獲得NTNU與美國賓州州立大學(Penn State University)2019年合作發展基金」
  2. 本校校務基金投資方式建議 2018/07/01
  3. 「高科技產業財務金融人才養成」(碩士)課程分流計畫 2014/12/01